Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Christian Lese is a financial advisor at Nuveen Securities, LLC. Shawn has been in the financial services industry since 2005. Shawn has been registered with FINRA since 2002, and has held previous roles at Teachers Personal Investors Services, Inc., GFM Securities LLC, Morgan Stanley & Co. LLC, and Lazard Freres & Co. LLC. Shawn is registered in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2017 - Present
Nuveen Securities, LLC (New York NY)
NY
09/15/2015 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
PA
06/02/2014 - 05/15/2015
GFM SECURITIES LLC (Philadelphia PA)
NY
06/13/2005 - 06/26/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
02/25/2003 - 04/28/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
08/30/2002 - 11/22/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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