Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Charles Shubat is an investment advisor representative at LPL Financial LLC, a firm with over 168,915 clients and more than $50 billion in assets under management. Shawn has been working in the financial industry since 2003. Shawn holds Series 6, 7, and 63 securities licenses and the SIE exam. Shawn has registrations in 34 states and 24 Iowa state registrations. Shawn also holds the Chartered Financial Consultant designation. Shawn's office is located in Moline, IL, where Shawn is also registered. Shawn also works from offices in Waterloo, IA and Ankeny, IA. In addition to working for LPL Financial LLC, Shawn is also affiliated with Empeople Investment & Retirement Services and DECU Investment & Retirement Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/14/2018 - Present
LPL Financial LLC (MOLINE IL)
IL
10/30/2017 - 02/14/2018
INVEST FINANCIAL CORPORATION (MOLINE IL)
IA
05/13/2004 - 06/22/2017
WADDELL & REED (DAVENPORT IA)
PA
04/25/2003 - 05/03/2004
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
BC
Issued 05/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/23/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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