Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Carvalho is a financial professional with over 25 years of experience in the industry. Shawn is currently registered with Charles Schwab & CO., Inc. and has previously been registered with TD Ameritrade, Inc., and Scudder Investor Services, Inc.. Shawn holds the Series 6, 7, 9, 10, 63, and 66 securities licenses. Shawn has experience providing financial planning and selection of other advisers to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
11/14/2000 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
05/17/2023 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NY
02/15/2000 - 04/10/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
05/06/1999 - 02/15/2000
SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)
NY
01/22/1998 - 05/06/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 10/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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