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Shawn Boyd Shepherd

Advisors Asset Management, Inc.

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About Shawn Boyd Shepherd

Shawn Shepherd is a registered investment advisor representative with Advisors Asset Management, Inc. Shawn is based in Round Rock, Texas, and has been in the financial services industry since March 2011. Previously, Shawn was registered with LPL FINANCIAL LLC and Edward Jones. Shawn holds Series 66, SIE, and Series 7 licenses. Shawn's firm provides portfolio management services for individuals, businesses, and investment companies.

Firm Information

Shawn Shepherd is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shawn Shepherd’s Registration & Firm History

TX

02/26/2019 - Present

Advisors Asset Management, Inc. (Round Rock TX)

KS

03/28/2013 - 09/07/2017

LPL FINANCIAL LLC (OVERLAND PARK KS)

KS

11/19/2010 - 02/28/2013

EDWARD JONES (PRAIRIE VILLAGE KS)

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Licenses & Designations

BOTH

Issued 01/03/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/07/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Shawn Boyd Shepherd. Review regulatory record here.
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