Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Bonin Duca is a registered investment advisor representative with Cetera Investment Advisers LLC. Shawn has been in the financial services industry since 2004. Shawn is registered to offer securities in Alabama, Colorado, Florida, Georgia, Louisiana, Mississippi, North Carolina, Texas, Utah, and Virginia. Shawn is also registered as an investment advisor representative in Louisiana and Texas. Shawn has passed the Series 63, Series 65, Series 7, and SIE exams. Shawn's previous employers include Hancock Whitney Investment Services Inc., Primevest Financial Services, Inc., Whitney Securities, L.L.C., Park Avenue Securities LLC, and AmSouth Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
08/10/2022 - Present
Cetera Investment Advisers LLC (HARVEY LA)
LA
02/07/2012 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (HARVEY LA)
LA
02/29/2008 - 02/13/2012
PRIMEVEST FINANCIAL SERVICES, INC. (NEW ORLEANS LA)
LA
06/04/2007 - 02/29/2008
WHITNEY SECURITIES, L.L.C. (NEW ORLEANS LA)
LA
03/27/2007 - 05/29/2007
PARK AVENUE SECURITIES LLC (COVINGTON LA)
LA
08/03/2004 - 02/08/2007
AMSOUTH INVESTMENT SERVICES, INC. (NEW ORLEANS LA)
IA
Issued 6/2/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/2/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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