Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Baxter is an investment advisor representative at Prospera Financial Services, Inc. in Dallas, Texas. Shawn is a registered investment advisor in Texas and has been in the industry for 22 years. Shawn's previous employers include AVANTax Investment Services, Inc., 1ST GLOBAL CAPITAL CORP., and Southwest Securities, Inc. Shawn is a series 66, series 63, Series 53, Series 24, Series 52TO, SIE and series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
04/12/2023 - Present
Prospera Financial Services, Inc. (DALLAS TX)
TX
10/25/2019 - 04/11/2023
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
12/15/2008 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
10/21/2008 - 12/08/2008
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
07/18/2002 - 10/16/2008
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
RI
04/25/2001 - 06/04/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 05/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Baxter is the right advisor for you? Invested Better is here to help.
