Unclaimed
Shawn Amblod is a financial advisor with Empower Advisory Group, LLC. Shawn has been in the financial services industry since 2008. Shawn's experience includes working with clients at LPL Financial LLC, GWFS Equities, Inc., Infinex Investments, Inc., BB&T Securities, LLC, BB&T Investment Services, Inc., Citizens Securities, Inc., Securities America, Inc., MetLife Securities Inc. and Thrivent Investment Management Inc. Shawn holds the Series 63, Series 65, Series 7, Series 6TO and SIE licenses and the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/01/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
PA
07/25/2022 - 11/25/2022
LPL FINANCIAL LLC (HARRISBURG PA)
CO
10/19/2018 - 07/19/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
PA
06/18/2018 - 09/26/2018
INFINEX INVESTMENTS, INC. (Dubois PA)
PA
01/02/2018 - 04/06/2018
BB&T SECURITIES, LLC (STATE COLLEGE PA)
PA
07/03/2017 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (STATE COLLEGE PA)
PA
06/22/2016 - 06/26/2017
CITIZENS SECURITIES, INC. (PITTSBURGH PA)
PA
06/03/2013 - 06/30/2016
SECURITIES AMERICA, INC. (CLEARFIELD PA)
PA
07/11/2011 - 06/13/2013
LPL FINANCIAL LLC (DUBOIS PA)
PA
08/25/2008 - 07/20/2011
INVESTMENT PROFESSIONALS, INC. (DUBOIS PA)
PA
04/01/2008 - 08/29/2008
METLIFE SECURITIES INC. (DUBOIS PA)
PA
10/15/2007 - 03/28/2008
THRIVENT INVESTMENT MANAGEMENT INC. (SHIPPENVILLE PA)
IA
Issued 09/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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