Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Allen Sabau is a financial advisor with Stifel, Nicolaus & Company, Inc.. Shawn has been in the financial services industry since 1999 and has experience providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Shawn is a Certified Financial Planner (CFP®) and holds the Series 6, 7, 63, and 66 licenses. Shawn is also registered to provide investment advisory services in Indiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/28/2017 - Present
Stifel, Nicolaus & Company, Inc. (CROWN POINT IN)
IN
05/15/2009 - 02/28/2017
CITY SECURITIES CORPORATION (CROWN POINT IN)
IN
01/12/2000 - 05/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MERRILLVILLE IN)
IL
03/12/1999 - 01/14/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
09/17/1998 - 09/28/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 06/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shawn Sabau is the right advisor for you? Invested Better is here to help.
