Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Purdy is a financial advisor with over 30 years of experience in the industry. Shawn is currently registered with Morgan Stanley and is licensed to provide investment advice in Pennsylvania and Texas. Shawn has a strong background in securities and investments, having held positions with UBS Financial Services Inc. and Wells Fargo Advisors, LLC. Shawn holds Series 7, 31, 63, and 65 licenses as well as the Securities Industry Essentials (SIE) designation. Shawn is committed to providing clients with personalized financial guidance and investment strategies designed to meet their unique goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
10/03/2022 - Present
Morgan Stanley (Yardley PA)
PA
10/03/2003 - 07/26/2012
WELLS FARGO ADVISORS, LLC (YARDLEY PA)
NJ
06/15/1993 - 10/15/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 06/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shawn Purdy is the right advisor for you? Invested Better is here to help.
