Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn McLafferty is a financial professional with over 20 years of experience in the financial services industry. Shawn is currently registered with Northwestern Mutual Investment Services, LLC and holds Series 7, 24, and 63 licenses. Shawn has previously held positions with Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Shawn focuses on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
04/17/2012 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
09/24/2007 - 11/15/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
04/02/2007 - 05/17/2007
MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)
NY
02/20/2002 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 04/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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