Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Pelc is a registered representative with Citigroup Global Markets Inc. Shawn has been in the industry since 2006 and has held previous roles at TripleTree, LLC, Capital One Securities, Inc., J.P. Morgan Securities LLC, and UBS Securities LLC. Shawn holds Series 7, Series 79TO, SIE, and Series 63 licenses. Shawn is licensed in all 50 states and the District of Columbia. Shawn is an investment advisor representative for Citigroup Global Markets Inc. and specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
05/20/2024 - Present
Citigroup Global Markets Inc. (Chicago IL)
MN
06/16/2023 - 04/29/2024
TRIPLETREE, LLC (BLOOMINGTON MN)
IL
03/31/2023 - 02/07/2024
CAPITAL ONE SECURITIES, INC. (Chicago IL)
IL
06/08/2010 - 07/08/2011
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
05/08/2006 - 05/20/2009
UBS SECURITIES LLC (CHICAGO IL)
BC
Issued 06/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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