Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Steffens has been in the financial industry since 2001. Shawn is currently registered with Commonwealth Financial Network, where Shawn is licensed to offer financial planning services and portfolio management services. Shawn's prior experience includes roles at MetLife Securities Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Lexit Capital, LLC. Shawn is also a co-owner of Steffens and Steffens, LLC, a private entity that facilitates securities, advisory, and insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
06/24/2014 - Present
Commonwealth Financial Network (Byram Township NJ)
NJ
12/07/2010 - 07/11/2014
METLIFE SECURITIES INC. (BYRAM TOWNSHIP NJ)
NJ
06/01/2009 - 12/21/2010
MORGAN STANLEY SMITH BARNEY (FAIRFIELD NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRFIELD NJ)
NJ
03/29/2004 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
NY
05/31/2001 - 04/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/03/2001 - 05/22/2001
LEXIT CAPITAL, LLC (HOBOKEN NJ)
BOTH
Issued 12/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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