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Shawn A Neuren

DC Advisory

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About Shawn A Neuren

Shawn A. Neuren is a registered representative with DC Advisory, a firm that is active in the Broker-Dealer scope. Shawn has been in the industry since 2016 and holds the Series 79, SIE, and Series 63 licenses. Shawn has worked at DC Advisory since 2018, and previously worked at Signal Hill Capital Group LLC from 2016 to 2018. Shawn is currently registered in New York.

Firm Information

Shawn Neuren is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Neuren’s Registration & Firm History

NY

03/01/2018 - Present

DC Advisory (NEW YORK NY)

NY

10/01/2016 - 03/01/2018

SIGNAL HILL CAPITAL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn A Neuren.
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