Unclaimed
Shawn A. Neuren is a registered representative with DC Advisory, a firm that is active in the Broker-Dealer scope. Shawn has been in the industry since 2016 and holds the Series 79, SIE, and Series 63 licenses. Shawn has worked at DC Advisory since 2018, and previously worked at Signal Hill Capital Group LLC from 2016 to 2018. Shawn is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2018 - Present
DC Advisory (NEW YORK NY)
NY
10/01/2016 - 03/01/2018
SIGNAL HILL CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 03/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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