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Shauna Lynn Soper

Nylife Securities LLC

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About Shauna Lynn Soper

Shauna Soper is a financial advisor with Nylife Securities LLC. Shauna has been in the financial services industry since January 25, 2005. She holds Series 6, Series 63 and SIE licenses. Shauna is registered to sell securities in California, Georgia, Louisiana, and Mississippi.

Firm Information

Shauna Soper is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shauna Soper’s Registration & Firm History

LA

01/26/2005 - Present

Nylife Securities LLC (BATON ROUGE LA)

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Licenses & Designations

BC

Issued 08/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shauna Lynn Soper.
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