Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shauna? Claim Your ProfileShauna Rosengreen is a financial advisor with Wells Fargo Clearing Services, LLC. Shauna has over 20 years of experience in the financial services industry, and holds a variety of licenses and certifications. Shauna has a Series 7, Series 9, Series 10, Series 63, Series 65 and Series 66, along with the SIE exam. Shauna is registered to provide investment advice in multiple states. Previously, Shauna worked at Wells Fargo Investments, LLC, and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
03/23/2011 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
06/04/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
CA
07/28/2000 - 01/09/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
BOTH
Issued 03/22/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shauna Rosengreen is the right advisor for you? Invested Better is here to help.
