Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shauna? Claim Your ProfileShauna Bichet is a financial advisor at Wells Fargo Clearing Services, LLC with over 30 years of experience in the industry. Shauna holds a Series 7, 63 and 66 licenses, as well as a Securities Industry Essentials (SIE) designation. Shauna has been registered with Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC since 2014. Prior to that, Shauna worked at Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Shauna has a strong background in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/19/2018 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
03/31/2008 - 12/15/2014
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
08/13/1993 - 03/27/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
BOTH
Issued 01/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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