Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun William Wood is a financial professional registered with Northwestern Mutual Investment Services, LLC. Shaun William Wood has been working in the financial services industry since 2016. Shaun William Wood has been registered with Northwestern Mutual Investment Services, LLC since 2019. Previously, Shaun William Wood was affiliated with AXA Advisors, LLC and PRUCO SECURITIES, LLC.. Shaun William Wood is licensed to sell securities in New York and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
11/01/2019 - Present
Northwestern Mutual Investment Services, LLC (E SYRACUSE NY)
NY
04/25/2019 - 10/16/2019
AXA ADVISORS, LLC (SYRACUSE NY)
NY
08/03/2016 - 07/05/2018
PRUCO SECURITIES, LLC. (Cicero NY)
BC
Issued 08/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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