Unclaimed
Shaun Timothy Seales is a financial professional with over 17 years of experience in the financial services industry. Shaun is currently registered with Farmers Financial Solutions, LLC in Greenwood Village, Colorado. Shaun has held previous positions with Lincoln Financial Distributors, Inc., Athene Securities, LLC, Crossroads Capital Distributors, LLC, and MetLife Investors Distribution Company. Shaun holds FINRA Series 6, Series 63 and SIE licenses. Shaun is registered in Colorado, New York, Pennsylvania, New Jersey, Arizona, and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/11/2021 - Present
Farmers Financial Solutions, LLC (GREENWOOD VILLAGE CO)
PA
12/06/2018 - 10/23/2020
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IA
04/27/2018 - 12/04/2018
ATHENE SECURITIES, LLC (WEST DES MOINES IA)
CA
02/16/2015 - 12/31/2017
CROSSROADS CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)
CA
12/11/2004 - 03/10/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
12/07/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
BC
Issued 12/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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