Unclaimed
Shaun Timothy Cannon is a financial advisor with ADP Broker-Dealer, Inc., based in Florham Park, New Jersey. Shaun Cannon has been in the financial industry since November 2013 and is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Shaun Cannon holds multiple licenses including Series 6, Series 26, Series 63 and SIE, and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/08/2013 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 11/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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