Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Finnerty is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Stonex Financial Inc., a firm headquartered in Winter Park, Florida. Shaun has a strong track record of success and has held various positions in the industry, including roles at Domestic Securities, Inc., Jefferies & Company, Inc., and Lehman Brothers Inc. He is a highly qualified professional with several industry licenses, including Series 7, 55, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/01/2010 - Present
Stonex Financial Inc. (WINTER PARK FL)
NJ
08/06/2008 - 09/01/2010
DOMESTIC SECURITIES, INC. (EDISON NJ)
NY
03/27/2006 - 05/08/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
06/21/2000 - 04/11/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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