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Shaun Smith

Fifth Third Securities, Inc.

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About Shaun Smith

Shaun Smith is an investment advisor representative with Fifth Third Securities, Inc. based in Lowell, MI. Shaun has been in the financial services industry since September 8, 2015. Shaun is registered with FINRA as a Registered Representative and holds Series 6, 7TO, 63, and 65 licenses. Shaun has experience in various investment areas and can help clients with a range of investment needs.

Firm Information

Shaun Smith is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

4460 CASCADE RD. SE

GRAND RAPIDS, MI 49546

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shaun Smith’s Registration & Firm History

MI

06/28/2024 - Present

Fifth Third Securities, Inc. (GRAND RAPIDS MI)

MI

06/23/2023 - 07/01/2024

AMERIPRISE FINANCIAL SERVICES, LLC (Grand Rapids MI)

MI

09/09/2015 - 06/26/2023

FIFTH THIRD SECURITIES, INC. (GRAND RAPIDS MI)

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Licenses & Designations

IA

Issued 12/9/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/23/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/3/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/9/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shaun Smith.
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