Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Skeris is a financial advisor with over 15 years of experience in the industry. Shaun is registered with Wells Fargo Clearing Services, LLC. He has been associated with this firm since September 2023. Prior to that, Shaun worked at IEQ Capital, LLC and BNY Mellon. Shaun holds the Series 3, 7, 24, 53, 63, 66, and SIE licenses. Shaun holds the Chartered Financial Analyst designation. Shaun also has prior experience with Umpqua Investments, Inc., CITY NATIONAL SECURITIES, INC., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, CREDIT SUISSE SECURITIES (USA) LLC, PERSHING LLC, and CREDIT SUISSE FIRST BOSTON LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/30/2023 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
02/02/2018 - 10/04/2019
UMPQUA INVESTMENTS, INC. (Irvine CA)
CA
06/16/2015 - 01/23/2018
CITY NATIONAL SECURITIES, INC. (IRVINE CA)
CA
06/01/2009 - 04/05/2010
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
05/15/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
06/17/2003 - 03/05/2009
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NJ
02/25/2003 - 07/15/2003
PERSHING LLC (JERSEY CITY NJ)
NY
01/17/2003 - 02/13/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
03/21/2002 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 10/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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