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Shaun Robert Dooley

Voya Investments Distributor, LLC

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About Shaun Robert Dooley

Shaun Dooley is a financial professional with over 10 years of experience in the industry. Shaun is currently registered with Voya Investments Distributor, LLC. Shaun has passed the Series 7, Series 63, Series 7TO and SIE exams. Shaun was previously registered with Fidelity Brokerage Services LLC.

Firm Information

Shaun Dooley is currently registered with Voya Investments Distributor, LLC. Voya Investments Distributor, LLC is a Limited Liability Company formed in October 2002. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shaun Dooley’s Registration & Firm History

NY

05/06/2022 - Present

Voya Investments Distributor, LLC (NEW YORK NY)

NH

03/15/2010 - 09/29/2011

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 03/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2022

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shaun Robert Dooley.
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