Unclaimed
Shaun Dooley is a financial professional with over 10 years of experience in the industry. Shaun is currently registered with Voya Investments Distributor, LLC. Shaun has passed the Series 7, Series 63, Series 7TO and SIE exams. Shaun was previously registered with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/06/2022 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NH
03/15/2010 - 09/29/2011
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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