Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Philip Sims is a financial advisor currently registered with Truist Advisory Services, Inc. with over 24 years of experience in the industry. Shaun has a background in working with individual investors, corporations and other businesses. He holds multiple licenses, including Series 7, 63, 66 and 26. Shaun has been a registered representative with the firm since 2004 and provides clients with a wide range of financial advisory services including financial planning, portfolio management and publication of financial periodicals. Prior to his work with Truist, Shaun was a registered representative with First Citizens Investor Services, Inc, Edward Jones and Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
09/27/2016 - Present
Truist Advisory Services, Inc. (NORTH CHESTERFIELD VA)
NC
10/24/2000 - 06/08/2004
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
MO
06/17/1999 - 09/01/2000
EDWARD JONES (ST. LOUIS MO)
NE
05/26/1998 - 06/07/1999
AMERITRADE (BELLEVUE NE)
BOTH
Issued 6/6/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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