Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Peterson is a financial advisor with UBS Asset Management (us) Inc. Shaun has over 1 year of experience in the financial services industry. Shaun is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, Series 7TO, and SIE licenses. Shaun is also registered with the state of New York. Prior to joining UBS Asset Management (us) Inc., Shaun was employed by CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
01/09/2023 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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