Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun McLaughlin is a registered representative with Fidelity Brokerage Services LLC. Shaun has been in the securities industry since April 14, 2003. Shaun has been registered with Fidelity Brokerage Services LLC since August 27, 2010. Prior to joining Fidelity Brokerage Services LLC, Shaun was employed by MORGAN STANLEY & CO. INCORPORATED and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
08/27/2010 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
03/20/2008 - 10/08/2008
MORGAN STANLEY & CO. INCORPORATED (MONTEREY CA)
CA
02/26/2001 - 12/19/2007
E*TRADE SECURITIES LLC (ROSEVILLE CA)
BOTH
Issued 07/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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