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Shaun Michael Saunders

Fidelity Brokerage Services LLC

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About Shaun Michael Saunders

Shaun Saunders is a financial professional with over 17 years of experience in the financial industry. Shaun is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 26, and 51 licenses. Shaun has a broad range of experience, having previously worked with National Financial Services LLC and Fidelity Distributors Company LLC.

Firm Information

Shaun Saunders is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shaun Saunders’s Registration & Firm History

RI

07/28/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

01/06/2022 - 05/09/2023

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

02/17/2006 - 01/18/2022

FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 07/12/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 04/06/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shaun Michael Saunders.
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