Unclaimed
Shaun Michael Parker is a financial professional with over 19 years of experience in the industry. Shaun is currently registered with Jackson National Life Distributors LLC in Franklin, TN. Shaun has a strong background in both securities and investment advisory services, having held previous roles with several firms including BRIGHTHOUSE SECURITIES, LLC, AEGIS CAPITAL CORP., BISHOP, ROSEN & CO., INC., BANCNORTH INVESTMENT GROUP, INC. and FIDELITY BROKERAGE SERVICES LLC. Shaun is a Series 7, 9, 10, 63, 65, and 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
05/10/2023 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
NC
07/16/2020 - 02/28/2022
BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)
NY
04/17/2014 - 06/30/2020
AEGIS CAPITAL CORP. (NEW YORK NY)
MA
11/12/2009 - 04/21/2014
BISHOP, ROSEN & CO., INC. (HUDSON MA)
MA
06/24/2008 - 06/26/2009
BANCNORTH INVESTMENT GROUP, INC. (GLOUCESTER MA)
NH
01/14/2003 - 06/18/2008
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
IA
Issued 09/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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