Unclaimed
Shaun Michael Flavin is a financial professional with over a decade of experience in the securities industry. Shaun has been with Northern Trust Securities, Inc. since 2017, previously working at MBSC Securities Corporation. Shaun is licensed to provide securities advice in all 50 states and the District of Columbia. He is also a Series 3, 7 and SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
06/15/2017 - Present
Northern Trust Securities, Inc. (BOSTON MA)
MA
10/21/2008 - 04/07/2017
MBSC SECURITIES CORPORATION (BOSTON MA)
BC
Issued 11/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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