Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Mcleod Finnie is a financial advisor with Evercore Group LLC, a firm headquartered in HOUSTON, TX. Shaun has been working in the financial industry since 2004. Shaun has a broad range of experience in the financial industry, having worked for several firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/05/2011 - Present
Evercore Group LLC (HOUSTON TX)
TX
10/01/2007 - 09/29/2011
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
TX
06/15/2006 - 07/02/2007
WATEROUS SECURITIES (U.S.A.) INC. (HOUSTON TX)
NY
11/23/1999 - 12/19/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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