Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Navis is a registered representative with Northwestern Mutual Investment Services, LLC in Franklin, Wisconsin. Shaun joined Northwestern Mutual Investment Services, LLC on April 17, 2014. Prior to that, Shaun was a registered representative with GWFS Equities, Inc. in Greenwood Village, Colorado. Shaun is licensed to sell securities in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
04/17/2014 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
CO
06/02/2005 - 06/05/2006
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 06/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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