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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Joseph Rashley is a financial advisor who has been active in the industry since 2003. Shaun is registered with LPL Financial LLC and has offices in Fort Mill, South Carolina and Tega Cay, South Carolina. Shaun has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. He offers a range of financial planning and investment advisory services. Shaun also has previous experience working with UVEST Financial Services Group, Inc. and Synergy Investment Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
10/17/2008 - 11/04/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
07/22/2005 - 10/07/2008
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
MO
10/01/2003 - 07/05/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 03/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/31/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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