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Shaun Joseph Hurley

HRT Execution Services LLC

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About Shaun Joseph Hurley

Shaun Joseph Hurley is a financial professional with over 14 years of experience in the financial industry. Shaun is currently registered with HRT Execution Services LLC and HRT Financial LP, both based in New York, NY. Shaun holds a variety of licenses and certifications including Series 7, 24, 55, 57, 99 and the SIE exam. Prior to his current roles, Shaun held positions at KNIGHT EQUITY MARKETS, L.P. and KNIGHT DIRECT LLC.

Firm Information

Shaun Hurley is currently registered with HRT Execution Services LLC. HRT Execution Services LLC is a Limited Liability Company formed in New York on April 24, 2003. The firm has 1 approved SEC registration and 1 approved state registration. The firm has disclosed 9 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shaun Hurley’s Registration & Firm History

NY

09/11/2018 - Present

HRT Execution Services LLC (NEW YORK NY)

NJ

05/12/2009 - 01/08/2010

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

NJ

02/09/2009 - 01/08/2010

KNIGHT DIRECT LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/21/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/05/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shaun Joseph Hurley.
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