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Shaun Joseph Grimaldi

Garden State Securities, Inc.

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About Shaun Joseph Grimaldi

Shaun Grimaldi is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with Garden State Securities, Inc. and holds licenses in various states including California, Connecticut, Florida, New Jersey, New York, and Pennsylvania. Shaun has a broad range of experience in the financial services industry, having previously worked for firms such as J.H. Darbie & Co., Inc. and E1 Asset Management, Inc. Shaun is committed to providing his clients with personalized financial advice and investment strategies.

Firm Information

Shaun Grimaldi is currently registered with Garden State Securities, Inc.. Garden State Securities, Inc. is a Corporation that was formed on March 1, 1980. They are registered with the SEC and have a presence in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shaun Grimaldi’s Registration & Firm History

NJ

08/02/2024 - Present

Garden State Securities, Inc. (RED BANK NJ)

NY

05/09/2024 - 08/02/2024

J.H. DARBIE & CO., INC. (NEW YORK NY)

NJ

04/11/2003 - 05/08/2024

E1 ASSET MANAGEMENT, INC. (jersey city NJ)

NY

06/06/2002 - 05/06/2003

PHD CAPITAL (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Shaun Joseph Grimaldi. Review regulatory record here.
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