linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Shaun Evan Stein

B. Riley Wealth Management

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Shaun? Claim Your Profile

About Shaun Evan Stein

Shaun Evan Stein is a financial advisor with B. Riley Wealth Management. Shaun has been in the securities industry for over 18 years and has a wide range of experience in providing financial advice to individuals and families. Shaun is registered to offer securities in 43 states and the District of Columbia. Shaun is also registered to offer securities through National Securities Corporation, which is a broker-dealer registered with the Securities and Exchange Commission (SEC). Shaun is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.

Firm Information

Shaun Stein is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Shaun Stein’s Registration & Firm History

NJ

07/22/2022 - Present

B. Riley Wealth Management (JERSEY CITY NJ)

NJ

05/01/2014 - 07/22/2022

NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)

NY

04/23/2014 - 04/23/2014

MEYERS ASSOCIATES, L.P. (NEW YORK NY)

NJ

05/08/2012 - 04/17/2014

ALEXANDER CAPITAL, L.P. (RED BANK NJ)

NJ

04/21/2009 - 05/07/2012

J.P. TURNER & COMPANY, L.L.C. (RED BANK NJ)

NY

04/30/2008 - 05/14/2009

NATIONAL SECURITIES CORPORATION (STATEN ISLAND NY)

NJ

11/04/2004 - 04/30/2008

JOSEPH STEVENS & COMPANY, INC. (OLD BRIDGE NJ)

Not sure if Shaun Evan Stein is right for you?

Licenses & Designations

BC

Issued 11/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Shaun Evan Stein. Review regulatory record here.
Not sure if Shaun Evan Stein is right for you?