Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Dumaine is a financial advisor with Kestra Advisory Services, LLC. Shaun has been in the financial services industry since June 2011. Shaun is registered with the state of Texas as an Investment Advisor Representative. Shaun holds Series 7 and Series 66 licenses. Shaun also holds the Securities Industry Essentials (SIE) exam. Shaun provides financial planning services, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/03/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
TX
09/30/2020 - 01/11/2022
MML INVESTORS SERVICES, LLC (Austin TX)
RI
04/07/2015 - 07/27/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
CT
12/05/2012 - 11/25/2014
SCOTTRADE, INC. (WATERFORD CT)
IN
05/14/2010 - 11/15/2012
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
BOTH
Issued 06/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shaun Dumaine is the right advisor for you? Invested Better is here to help.
