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Shaun Dorian Bromley

J.p. Morgan Institutional Investments Inc.

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About Shaun Dorian Bromley

Shaun Dorian Bromley is a financial advisor who has been in the industry since July 1997. Shaun has worked for several firms including J.p. Morgan Institutional Investments Inc., Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc., Nationwide Investment Services Corporation, Prudential Investment Management Services LLC, CitiStreet Equities LLC and T. Rowe Price Investment Services, Inc. Shaun is currently registered with J.p. Morgan Institutional Investments Inc. and has a branch office in New York, NY.

Firm Information

Shaun Bromley is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shaun Bromley’s Registration & Firm History

NY

09/12/2016 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

06/30/2011 - 09/12/2016

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

GA

02/08/2006 - 06/29/2011

ALLIANCEBERNSTEIN INVESTMENTS, INC. (ATLANTA GA)

OH

05/09/2003 - 02/07/2006

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

NJ

06/10/2002 - 05/06/2003

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

09/21/1999 - 06/05/2002

CITISTREET EQUITIES LLC (SOMERSET NJ)

MD

08/28/1997 - 10/22/1999

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

NY

06/16/1997 - 07/31/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/24/1997

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/22/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shaun Dorian Bromley.
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