Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Searle is a financial advisor with Raymond James Financial Services Advisors, Inc. Shaun has been in the industry since 1998 and holds a number of professional designations, including Series 7, Series 66, Series 9, Series 10 and Series 31. Shaun works with a variety of clients, including individuals, families, businesses, and retirement plans. Shaun's primary focus is on providing comprehensive financial planning, portfolio management, and investment advice. Shaun provides services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OK
02/11/2013 - Present
Raymond James Financial Services Advisors, Inc. (Ponca City OK)
OK
07/21/2006 - 10/17/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PONCA CITY OK)
OK
07/17/2001 - 07/25/2006
MORGAN STANLEY DW INC. (PONCA CITY OK)
NY
09/17/1998 - 07/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/09/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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