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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun D. Sullivan is a financial advisor with over 13 years of experience in the industry. Shaun is currently registered with LPL Financial LLC and has been with the firm since January 2024. Previously, Shaun was associated with Cambridge Investment Research, Inc. from September 2015 to January 2024 and Signator Investors, Inc. from September 2010 to September 2015. Shaun holds a Series 6, 7, 63 and 65 licenses. Shaun's specializations include investment advice for individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
01/03/2024 - Present
LPL Financial LLC (PORTLAND ME)
ME
09/14/2015 - 01/08/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Portland ME)
MA
09/16/2010 - 09/21/2015
SIGNATOR INVESTORS, INC. (ANDOVER MA)
IA
Issued 11/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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