Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Caulfield is a registered representative with Lazard Asset Management Securities LLC. Shaun has been in the securities industry since September 2015. Shaun is licensed to sell securities in New York. Shaun holds a Series 7, Series 66, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2015 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
BOTH
Issued 12/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shaun Caulfield is the right advisor for you? Invested Better is here to help.
