linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Shaun Christofer Westfall

North Point Mergers AND Acquisitions, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Shaun? Claim Your Profile

About Shaun Christofer Westfall

Shaun Westfall is a financial professional with over 20 years of experience in the industry. Shaun is currently registered with North Point Mergers And Acquisitions, Inc. and is licensed in California and Florida. Shaun has a strong background in investment banking, having worked at firms such as Jefferies LLC, Piper Jaffray & Co., Cascadia Capital, LLC, Morgan Stanley DW Inc., and Morgan Stanley & Co., Incorporated. Shaun has a broad range of experience in the financial services industry, including experience in investment banking, securities, and futures. Shaun is committed to providing clients with personalized financial advice and services.

Firm Information

Shaun Westfall is currently registered with North Point Mergers AND Acquisitions, Inc.. North Point Mergers AND Acquisitions, Inc. is a Corporation formed in December 2018. It is registered in 22 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Shaun Westfall’s Registration & Firm History

CA

12/07/2023 - Present

North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)

FL

01/27/2017 - 03/20/2023

JEFFERIES LLC (ORLANDO FL)

CA

05/16/2006 - 01/05/2017

PIPER JAFFRAY & CO. (SAN FRANCISCO CA)

WA

08/15/2005 - 05/02/2006

CASCADIA CAPITAL, LLC (SEATTLE WA)

NY

09/23/1998 - 01/15/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

03/27/2001 - 03/11/2002

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

Not sure if Shaun Christofer Westfall is right for you?

Licenses & Designations

BC

Issued 07/28/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/06/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 07/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Shaun Christofer Westfall. Review regulatory record here.
Not sure if Shaun Christofer Westfall is right for you?