Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shaun? Claim Your ProfileShaun Bernstein is a registered investment advisor representative with MML Investors Services, LLC. Shaun has been in the securities industry since April 13, 2020, and has experience with Nomura Securities International, Inc. Shaun holds the Series 63, Series 7, Series 65 and Series 79TO licenses. Shaun Bernstein specializes in working with individuals, businesses, corporations, trusts, foundations, endowments, insurance companies, charitable organizations, pension and profit-sharing plans, high-net-worth individuals and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
01/03/2023 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
12/06/2019 - 02/03/2022
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
IA
Issued 11/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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