Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharyn? Claim Your ProfileSharyn Marissa Uy is a financial professional with over 17 years of experience in the securities industry. Sharyn's career began at Oppenheimer & Co. Inc. in 2004, where she held the position of Research Associate. Since then, Sharyn has gained valuable experience at several reputable firms including Bear, Stearns & Co. Inc., Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, and Sanford C. Bernstein & Co., LLC. Sharyn is currently registered with two firms: SG Americas Securities, LLC and Bernstein Institutional Services LLC. Sharyn holds the Series 7, Series 16, Series 63, Series 86, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/03/2024 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
12/22/2014 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
11/20/2009 - 12/19/2011
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
01/02/2009 - 10/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/24/2008 - 01/02/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/23/2005 - 06/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/26/2004 - 03/03/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 01/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2015
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 02/16/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/11/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
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NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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