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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharron? Claim Your ProfileSharron Scoggins is a financial advisor with Morgan Stanley in Oakland, CA. Sharron has been working in the financial services industry since 1994. Sharron has held previous positions at J.P. MORGAN SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL FINANCIAL LLC, CETERA INVESTMENT SERVICES LLC, MILESTONE FINANCIAL SERVICES, INC., FIRST ALLIED SECURITIES, INC., ROUND HILL SECURITIES, INC., MR. STOCK, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC., GNA SECURITIES, INC. and AGFC INVESTMENT SECURITIES. Sharron specializes in providing financial planning, portfolio management and asset allocation advice to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/29/2024 - Present
Morgan Stanley (Oakland CA)
CA
12/18/2015 - 01/03/2017
J.P. MORGAN SECURITIES LLC (Walnut Creek CA)
CA
03/24/2014 - 01/22/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
CA
04/30/2013 - 03/10/2014
LPL FINANCIAL LLC (WALNUT CREEK CA)
CA
07/29/2008 - 04/30/2013
CETERA INVESTMENT SERVICES LLC (WALNUT CREEK CA)
NY
11/23/2005 - 08/18/2006
MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)
CA
06/13/2005 - 08/19/2005
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
06/18/2003 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
08/16/2000 - 05/29/2002
MR. STOCK, INC. (SAN FRANCISCO CA)
MA
07/12/1999 - 08/31/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/30/1992 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
04/09/1990 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
04/15/1988 - 05/10/1989
AGFC INVESTMENT SECURITIES
BOTH
Issued 11/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 09/22/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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