Unclaimed
Sharon Tang is a financial professional with over 18 years of experience in the financial services industry. She is currently registered with Cetera Investment Services LLC. Previously, Sharon Tang was registered with LPL Financial LLC, UVEST FINANCIAL SERVICES GROUP, INC., LPL FINANCIAL CORPORATION, UCB INVESTMENT SERVICES, INC., and IFMG SECURITIES, INC. Sharon Tang is licensed to conduct securities business in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/13/2013 - Present
Cetera Investment Services LLC (ROWLAND HEIGHTS CA)
CA
10/11/2011 - 02/06/2013
LPL FINANCIAL LLC (ROWLAND HEIGHTS CA)
CA
02/17/2010 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (ROWLAND HEIGHTS CA)
CA
02/17/2009 - 02/18/2010
LPL FINANCIAL CORPORATION (ROWLAND HEIGHTS CA)
CA
05/10/2006 - 03/06/2009
UCB INVESTMENT SERVICES, INC. (ROWLAND HEIGHTS CA)
NC
07/15/2005 - 05/02/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
04/26/2004 - 07/26/2005
IFMG SECURITIES, INC. (PURCHASE NY)
BC
Issued 05/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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