Unclaimed
Sharon Redmond is a financial advisor with Raymond James & Associates, Inc. Sharon has been in the financial services industry since 2005 and is registered in Texas. Sharon has a wide range of experience and expertise, including securities, futures, and options. Sharon's experience includes previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., and Ameritrade, Inc. Sharon holds the Series 31, Series 7, Series 9, Series 10 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/20/2022 - Present
Raymond James & Associates, Inc. (Fort Worth TX)
LA
12/01/2006 - 06/23/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHREVEPORT LA)
TX
01/27/2006 - 11/20/2006
TD AMERITRADE, INC. (FORT WORTH TX)
NE
05/13/2005 - 01/30/2006
AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 08/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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