Unclaimed
Sharon Johns is a financial advisor registered with Northern Trust Securities, Inc. in OAKBROOK TERRACE, Illinois. Sharon has worked in the financial services industry since 2001. Sharon's primary registration is with FINRA and is active in both the Broker-Dealer and Investment Advisor channels. Sharon holds the Series 6, 7, and 63 licenses. Sharon also holds the SIE examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
01/23/2017 - Present
Northern Trust Securities, Inc. (OAKBROOK TERRACE IL)
IL
02/08/2001 - 06/17/2010
NORTHERN TRUST SECURITIES, INC. (HINSDALE IL)
BC
Issued 02/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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