Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Melinda Kwan has been in the securities industry since April 9, 1995. Sharon is currently registered with Globalink Securities, Inc. and is licensed to conduct business in California. Sharon previously held registrations with Royal Alliance Associates, Inc., and National Planning Corporation. Sharon is a Series 6, Series 7, and Series 63 licensed representative. Sharon is a securities industry professional with a strong track record and experience in providing financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/08/2023 - Present
Globalink Securities, Inc. (PASADENA CA)
CA
11/13/2013 - 02/01/2023
ROYAL ALLIANCE ASSOCIATES, INC. (ARCADIA CA)
CA
04/30/2009 - 10/04/2013
NATIONAL PLANNING CORPORATION (ARCADIA CA)
CA
02/24/1995 - 05/04/2009
ROYAL ALLIANCE ASSOCIATES, INC. (ORANGE CA)
BC
Issued 05/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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