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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Vandenbroek is a financial advisor with Morgan Stanley, a firm that manages over $1.4 trillion in assets. Sharon has been in the financial services industry since 1973 and has a wide range of experience, including working at Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Salomon Smith Barney Inc. Sharon is registered to offer investment advice and securities products in multiple states and is a licensed agent in California and Texas. Sharon has passed several securities exams, including the Series 63, Series 7, and Series 1. She is also qualified to offer financial planning services, investment management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/28/2011 - Present
Morgan Stanley (Pasadena CA)
CA
10/04/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)
NY
11/09/2000 - 10/04/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/11/1996 - 09/29/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
09/26/1978 - 03/25/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/19/1973 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 02/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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