linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sharon Marie Kurgis

Moors & Cabot, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sharon? Claim Your Profile

About Sharon Marie Kurgis

Sharon Marie Kurgis is a registered investment advisor representative with Moors & Cabot, Inc. Sharon has been working in the financial services industry since 1983 and is currently registered in 38 states. Sharon is also a registered investment advisor in Florida. Sharon's previous experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sharon holds a Series 63, Series 65, Series 5 and Series 7 licenses.

Firm Information

Sharon Kurgis is currently registered with Moors & Cabot, Inc.. Moors & Cabot, Inc. is a corporation that provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They have been in business since 1978 and have offices in Boston, MA. They have over 200 employees and manage over $3 billion in assets. The firm is registered with the SEC and in all 50 states. They also participate in wrap fee programs.
Moors & Cabot, Inc.

ONE FEDERAL STREET

BOSTON, MA 02110

$3.09B

Assets Under Management

15

Total Clients

97

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sharon Kurgis’s Registration & Firm History

FL

10/13/2008 - Present

Moors & Cabot, Inc. (NAPLES FL)

FL

04/19/1983 - 10/06/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)

Not sure if Sharon Marie Kurgis is right for you?

Licenses & Designations

IA

Issued 11/02/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1983

Series 5 - Interest Rate Options Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Sharon Marie Kurgis. Review regulatory record here.
Not sure if Sharon Marie Kurgis is right for you?